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Protecting Clients From Fraud Incompetence And Scams

Author: Lance Wallach
Publisher: John Wiley and Sons
ISBN: 9780470593929
Size: 10.39 MB
Format: PDF, Mobi
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Protect your clients – and yourself – from all kinds of financial chicanery and stupidity with this vital new book It doesn't matter if a financial error was made because of malice or ignorance – the end result is that you lose money. Luckily, you don't have to sit idly and take it. If you have Protecting Clients from Fraud, Incompetence and Scams, you can identify and avoid the dysfunctional sectors of the financial industry, steer clear of the fallout from the Madoff Era, and guide your clients to real, healthy, sustainable returns. This powerful book Pinpoints dysfunctional sectors within the financial industry and offers advice against frauds and scammers Shows how a team approach to asset management can ward off financial predators Offers practical strategies and tools to combat client risk for Risk and Asset Management Offering insightful information to protect your clients from all sorts of frauds and incompetence, this essential guide equips you with tips and techniques to spot the red flags of fraud and prevent it before it starts.

Scams And Sweeteners

Author: Masahiro Ogino
Publisher: ISBS
ISBN: 9781876843397
Size: 25.78 MB
Format: PDF, Kindle
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In Scams and Sweeteners, author Masahiro Ogino presents his sociological reflections on fraudulent acts, which are preformed in the space that is not governed by social norms. In this ambitious study, he attempts to develop a theory of what he calls a "society of zero sociability" on the basis of Japanese, French, German, Swiss, Italian, and American cases. He argues that "there is no clear delineation between friendship and respect, and gift-giving and scams, in degree-zero society. There is no differentiation between a premeditated scam and the intention to give a gift, and one could easily become the other, so that a situation may seem like a scam but could easily seem like an example of gift giving. There is a need for sociological theory focusing on [this] primordial world."

No One Would Listen

Author: Harry Markopolos
Publisher: John Wiley & Sons
ISBN: 9780470625767
Size: 38.46 MB
Format: PDF, ePub
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Harry Markopolos and his team of financial sleuths discuss first-hand how they cracked the Madoff Ponzi scheme No One Would Listen is the thrilling story of how the Harry Markopolos, a little-known number cruncher from a Boston equity derivatives firm, and his investigative team uncovered Bernie Madoff's scam years before it made headlines, and how they desperately tried to warn the government, the industry, and the financial press. Page by page, Markopolos details his pursuit of the greatest financial criminal in history, and reveals the massive fraud, governmental incompetence, and criminal collusion that has changed thousands of lives forever-as well as the world's financial system. The only book to tell the story of Madoff's scam and the SEC's failings by those who saw both first hand Describes how Madoff was enabled by investors and fiduciaries alike Discusses how the SEC missed the red flags raised by Markopolos Despite repeated written and verbal warnings to the SEC by Harry Markopolos, Bernie Madoff was allowed to continue his operations. No One Would Listen paints a vivid portrait of Markopolos and his determined team of financial sleuths, and what impact Madoff's scam will have on financial markets and regulation for decades to come.

Aba Journal

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ISBN:
Size: 37.67 MB
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The ABA Journal serves the legal profession. Qualified recipients are lawyers and judges, law students, law librarians and associate members of the American Bar Association.

Managing Your Own Finances

Author: Thomas W. McRae
Publisher: Cengage Learning EMEA
ISBN: 9781861520494
Size: 53.10 MB
Format: PDF, ePub
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Managing Your Finances explains to readers with a limited knowledge of finance how they can design their own investment portfolio, arrange their own pension, identify their insurance needs and select the most suitable form of mortgage to buy a house. Managing Your Finances explains to readers with a limited knowledge of finance how they can design their own investment portfolio, arrange their own pension, identify their insurance needs and select the most suitable form of mortgage to buy a house.

Elder Mistreatment

Author: Panel to Review Risk and Prevalence of Elder Abuse and Neglect
Publisher: National Academies Press
ISBN: 0309084342
Size: 46.65 MB
Format: PDF, ePub, Docs
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Since the late 1970s when Congressman Claude Pepper held widely publicized hearings on the mistreatment of the elderly, policy makers and practitioners have sought ways to protect older Americans from physical, psychological, and financial abuse. Yet, during the last 20 years fewer than 50 articles have addressed the shameful problem that abusers-and sometimes the abused themselves-want to conceal. Elder Mistreatment in an Aging America takes a giant step toward broadening our understanding of the mistreatment of the elderly and recommends specific research and funding strategies that can be used to deepen it. The book includes a discussion of the conceptual, methodological, and logistical issues needed to create a solid research base as well as the ethical concerns that must be considered when working with older subjects. It also looks at problems in determination of a report's reliability and the role of physicians, EMTs, and others who are among the first to recognize situations of mistreatment. Elder Mistreatment in an Aging America will be of interest to anyone concerned about the elderly and ways to intervene when abuse is suspected, including family members, caregivers, and advocates for the elderly. It will also be of interest to researchers, research sponsors, and policy makers who need to know how to advance our knowledge of this problem.

A Guide To Forensic Accounting Investigation

Author: Steven L. Skalak
Publisher: John Wiley & Sons
ISBN: 1118017714
Size: 76.13 MB
Format: PDF, Mobi
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Recent catastrophic business failures have caused some to rethink the value of the audit, with many demanding that auditors take more responsibility for fraud detection. This book provides forensic accounting specialists?experts in uncovering fraud?with new coverage on the latest PCAOB Auditing Standards, the Foreign Corrupt Practices Act, options fraud, as well as fraud in China and its implications. Auditors are equipped with the necessary practical aids, case examples, and skills for identifying situations that call for extended fraud detection procedures.

Forensic Accounting For Dummies

Author: Frimette Kass-Shraibman
Publisher: John Wiley & Sons
ISBN: 0470889284
Size: 80.80 MB
Format: PDF, Mobi
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Each book covers all the necessary information a beginner needs to know about a particular topic, providing an index for easy reference and using the series' signature set of symbols to clue the reader in to key topics, categorized under such titles as Tip, Remember, Warning!, Technical Stuff and True Story. Original.