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Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 145488245X
Size: 65.58 MB
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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation 2007

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN: 9780314168337
Size: 41.71 MB
Format: PDF, Kindle
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Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.

Securities Regulation Statutory Supplement 2018 Edition

Author: Stephen Choi
Publisher: Foundation Press
ISBN: 9781640209350
Size: 55.77 MB
Format: PDF
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Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation 2007 Stat Supplement

Author: James D. Cox
Publisher: Aspen Publishers
ISBN: 9780735569362
Size: 49.15 MB
Format: PDF, Kindle
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Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

Securities Regulation Statutory Supplement

Author: Stephen J. Choi
Publisher: Foundation Press
ISBN: 9781634594035
Size: 57.25 MB
Format: PDF, Docs
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Regulation Of Financial Institutions

Author: Howell E. Jackson
Publisher: West Legalworks
ISBN: 9780314235015
Size: 68.95 MB
Format: PDF
View: 1411
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This volume of selected statutes and regulations is designed to supplement the casebook, Regulation of Financial Institutions (1999) by Jackson and Symons. It includes selected statutes and regulations applicable to depository institutions, insurance companies, pension plans, securities firms, capital markets, investments advisers, and investment companies in the United States.

Securities Regulation

Author: Cox
Publisher: Aspen Publishers
ISBN: 9781454875499
Size: 65.67 MB
Format: PDF, Mobi
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Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement